Description

Ensure proper implementation of AML/CFT Policies and Procedures by personally overseeing all internal processes.
Coordinate the preparation of client CDD files at on-boarding stage and conducting risk-based monitoring of clients thereafter.
Perform risk assessments of existing and new clients, evaluate and identify suspicious behaviour and report to the MLRO on any appropriate action required.
Perform periodical internal audits and draw up reports / gap analysis for the MLRO and the Firm.
Recommend actions following such audits for an ongoing compliance improvement programme.
Ensure all CDD information and documentation is correctly recorded and maintained.
Be familiar and keep abreast with AML/CFT legislation and regulations in Malta.
Take the lead with annual reporting requirements to the MFSA and FIAU.
Be a key contact person for all AML/CFT related matters and liaise with all departments to ensure AML procedures are adhered to.
Perform ad-hoc AML projects as may be required from time to time.

Responsibilities

be in possession of a professional qualification or relevant training relating to AML, CDD, Governance Risk and Compliance.
have a minimum of 3 years experience handling compliance tasks as outlined above.